Gfs Advisors LLC
Registered investment adviser · Houston, TX · CRD #143110
Form ADV data as of 2026-09-01Regulatory assets
$3.76 billion
Total accounts
654
Employees
11
Disclosure events
5
Firm details
- Website: http://www.globalhou.com
- Telephone: 713-968-0400
- SEC file number: 801-67899
- Most recent Form ADV filing: 2026-03-17
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 5 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found a violation of its rules
- A self-regulatory organization expelled, suspended, barred, or restricted the firm
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $2.72 billion |
| Non-discretionary regulatory assets under management | $1.04 billion |
| Total regulatory assets under management | $3.76 billion |
| Discretionary accounts | 553 |
| Non-discretionary accounts | 101 |
| Total accounts | 654 |
| Regulatory assets under management attributable to non-U.S. persons | $3.05 billion |
People
| Total employees (excluding clerical) | 11 |
| Employees performing investment advisory functions (including research) | 9 |
| Employees who are registered representatives of a broker-dealer | 10 |
| Employees registered as investment adviser representatives with a state | 11 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Executes agency cross transactions involving advisory client securities
- Brokers or dealers selected under 8.C.(3) are related persons
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 48 | $58.4 million |
| High net worth individuals | 324 | $1.30 billion |
| Investment companies | 2 | $19.3 million |
| Charitable organizations | 5 | $12.5 million |
| Corporations or other businesses not listed above | 27 | $82.3 million |
| Other | 248 | $2.29 billion |