Global Infrastructure Management, LLC
Registered investment adviser · New York, NY · CRD #157434
Form ADV data as of 2026-09-01Regulatory assets
$142.15 billion
Total accounts
168
Employees
437
Disclosure events
17
Firm details
- Website: https://www.global-infra.com/
- Telephone: 212-810-5300
- SEC file number: 801-73696
- Most recent Form ADV filing: 2026-05-13
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 9 disclosure questions answered Yes, covering 17 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- A self-regulatory organization found a violation of its rules
- Currently subject to a regulatory proceeding that could result in a disclosure under 11.C., 11.D., or 11.E.
- A court dismissed an investment-related civil action under a settlement agreement
- Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $136.03 billion |
| Non-discretionary regulatory assets under management | $6.13 billion |
| Total regulatory assets under management | $142.15 billion |
| Discretionary accounts | 151 |
| Non-discretionary accounts | 17 |
| Total accounts | 168 |
| Regulatory assets under management attributable to non-U.S. persons | $94.75 billion |
People
| Total employees (excluding clerical) | 437 |
| Employees performing investment advisory functions (including research) | 239 |
| Employees who are registered representatives of a broker-dealer | 24 |
| Employees registered as investment adviser representatives with a state | 1 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $139.19 billion |
| Clients for whom the firm has custody | 196 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $139.19 billion |
| Clients for whom a related person has custody | 196 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 3 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities for which it serves as underwriter or general partner
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Pooled investment vehicles (other than investment companies and BDCs) | 107 | $121.31 billion |
| Insurance companies | 0 | $151.6 million |
| Sovereign wealth funds and foreign official institutions | 0 | $1.05 billion |
| Other | 55 | $19.64 billion |