Adviser Record

Goldman Sachs Asset Management International

Registered investment adviser · London · CRD #107715

Form ADV data as of 2026-09-01
Regulatory assets
$621.02 billion
Total accounts
4,296
Employees
611
Disclosure events
31

Firm details

Disciplinary disclosures

This firm reports 8 disclosure questions answered Yes, covering 31 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$620.97 billion
Non-discretionary regulatory assets under management$49.0 million
Total regulatory assets under management$621.02 billion
Discretionary accounts4,292
Non-discretionary accounts4
Total accounts4,296
Regulatory assets under management attributable to non-U.S. persons$616.84 billion

People

Total employees (excluding clerical)611
Employees performing investment advisory functions (including research)412
Employees who are registered representatives of a broker-dealer9
Employees registered as investment adviser representatives with a state0
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsYes
Has custody of client securitiesYes
Client funds and securities held in the firm's custody$1.96 billion
Clients for whom the firm has custody2
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo
Number of persons acting as qualified custodians for the firm's clients4

How the firm is compensated

A percentage of assets under managementPerformance-based feesOther

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered municipal advisorRegistered security-based swap dealerCommodity pool operator or commodity trading advisorFutures commission merchantBanking or thrift institutionTrust companyInsurance company or agencyPension consultantSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Client types

Type of clientClientsAssets
Individuals (other than high net worth individuals)77$540.2 million
High net worth individuals987$7.18 billion
Banking or thrift institutionsNot reported$135.1 million
Investment companies1$997.3 million
Pooled investment vehicles (other than investment companies and BDCs)405$434.99 billion
Pension and profit sharing plans (not the participants or government plans)36$82.72 billion
Charitable organizations27$1.27 billion
State or municipal government entities (including government pension plans)1$251.6 million
Other investment advisers8$5.18 billion
Insurance companies119$41.06 billion
Sovereign wealth funds and foreign official institutions11$19.36 billion
Corporations or other businesses not listed above806$20.50 billion
Other16$6.85 billion