Great Valley Advisor Group, LLC

Registered investment adviser · Berwyn, PA · CRD #123913

Form ADV data as of 2026-09-01

Regulatory assets

$10.60 billion

Total accounts

37,014

Employees

325

Disclosure events

Firm details

Website: http://formationfinancial.net
Telephone: 610-296-7630
SEC file number: 801-72270
Most recent Form ADV filing: 2026-08-17
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$8.42 billion
Non-discretionary regulatory assets under management	$2.18 billion
Total regulatory assets under management	$10.60 billion
Discretionary accounts	32,469
Non-discretionary accounts	4,545
Total accounts	37,014
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	325
Employees performing investment advisory functions (including research)	192
Employees who are registered representatives of a broker-dealer	147
Employees registered as investment adviser representatives with a state	192
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	165
Firms or persons who solicit advisory clients on the firm's behalf	12

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsOther

Other business activities

Insurance broker or agent

Affiliated related persons

Other investment adviser (including financial planners)Accountant or accounting firmLawyer or law firmInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	35,067	$5.40 billion
High net worth individuals	1,769	$3.86 billion
Pension and profit sharing plans (not the participants or government plans)	178	$1.34 billion