Guardian Partners Inc.

Registered investment adviser · Toronto, Ontario · CRD #324189

Form ADV data as of 2026-09-01

Regulatory assets

$3.29 billion

Total accounts

3,089

Employees

Disclosure events

Firm details

Website: https://www.guardiancapital.com/gpi/
Telephone: 416.840.8001
SEC file number: 801-131497
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$3.29 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$3.29 billion
Discretionary accounts	3,089
Non-discretionary accounts	0
Total accounts	3,089
Regulatory assets under management attributable to non-U.S. persons	$3.24 billion

People

Total employees (excluding clerical)	76
Employees performing investment advisory functions (including research)	30
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	6
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	67

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Banking or thrift institutionTrust companyInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	2,174	$702.8 million
High net worth individuals	522	$1.34 billion
Pooled investment vehicles (other than investment companies and BDCs)	4	$313.2 million
Pension and profit sharing plans (not the participants or government plans)	22	$21.0 million
Charitable organizations	19	$26.9 million
Other investment advisers	Not reported	$19.3 million
Corporations or other businesses not listed above	310	$868.3 million