Adviser Record

Harbor Capital Advisors, Inc.

Registered investment adviser · Chicago, IL · CRD #113042

Form ADV data as of 2026-09-01
Regulatory assets
$67.64 billion
Total accounts
15
Employees
240
Disclosure events
0

Firm details

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$67.64 billion
Non-discretionary regulatory assets under management$0
Total regulatory assets under management$67.64 billion
Discretionary accounts15
Non-discretionary accounts0
Total accounts15
Regulatory assets under management attributable to non-U.S. persons$14.3 million

People

Total employees (excluding clerical)240
Employees performing investment advisory functions (including research)25
Employees who are registered representatives of a broker-dealer121
Employees registered as investment adviser representatives with a state0
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Other

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorBanking or thrift institutionTrust companyInsurance company or agencyReal estate broker or dealerSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Client types

Type of clientClientsAssets
Investment companies3$50.79 billion
Pooled investment vehicles (other than investment companies and BDCs)3$16.84 billion
Other investment advisers12$0
Corporations or other businesses not listed above9$0