Hartford Investment Management Company

Registered investment adviser · Hartford, CT · CRD #106699

Form ADV data as of 2026-09-01

Regulatory assets

$123.58 billion

Total accounts

187

Employees

322

Disclosure events

Firm details

Website: https://www.facebook.com/hartford-investment-management-company-153262228023605
Telephone: 860-297-6700
SEC file number: 801-53542
Most recent Form ADV filing: 2026-03-27
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$117.54 billion
Non-discretionary regulatory assets under management	$6.04 billion
Total regulatory assets under management	$123.58 billion
Discretionary accounts	161
Non-discretionary accounts	26
Total accounts	187
Regulatory assets under management attributable to non-U.S. persons	$1.45 billion

People

Total employees (excluding clerical)	322
Employees performing investment advisory functions (including research)	122
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Other

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Other

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends brokers or dealers to clients
Receives soft dollar benefits

Client types

Type of client	Clients	Assets
Banking or thrift institutions	Not reported	$2.96 billion
Investment companies	11	$389.8 million
Pooled investment vehicles (other than investment companies and BDCs)	13	$20.76 billion
Pension and profit sharing plans (not the participants or government plans)	5	$3.87 billion
Other investment advisers	Not reported	$6.02 billion
Insurance companies	44	$89.29 billion
Corporations or other businesses not listed above	Not reported	$254.8 million
Other	7	$22.9 million