Harvest Global Investments Limited

Registered investment adviser · Hong Kong · CRD #157964

Form ADV data as of 2026-09-01

Regulatory assets

$3.79 billion

Total accounts

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/company/harvest-global-investments-limited/mycompany/?viewasmember=true
Telephone: 852 3913 3333
SEC file number: 801-72429
Most recent Form ADV filing: 2026-03-30
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
A court dismissed an investment-related civil action under a settlement agreement

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$3.79 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$3.79 billion
Discretionary accounts	26
Non-discretionary accounts	0
Total accounts	26
Regulatory assets under management attributable to non-U.S. persons	$1.97 billion

People

Total employees (excluding clerical)	32
Employees performing investment advisory functions (including research)	18
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	9

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Investment companies	1	$1.83 billion
Pooled investment vehicles (other than investment companies and BDCs)	10	$274.7 million
Other investment advisers	2	$475.7 million
Corporations or other businesses not listed above	8	$1.22 billion