Highpoint Planning Partners

Registered investment adviser · Downers Grove, IL · CRD #316636

Form ADV data as of 2026-09-01

Regulatory assets

$4.78 billion

Total accounts

15,742

Employees

106

Disclosure events

Firm details

Website: https://www.twitter.com/twgwealthplan
Telephone: 630-719-9222
SEC file number: 801-122583
Most recent Form ADV filing: 2026-07-30
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 7 disclosure questions answered Yes, covering 8 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$4.78 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$4.78 billion
Discretionary accounts	15,742
Non-discretionary accounts	0
Total accounts	15,742
Regulatory assets under management attributable to non-U.S. persons	$27.1 million

People

Total employees (excluding clerical)	106
Employees performing investment advisory functions (including research)	102
Employees who are registered representatives of a broker-dealer	82
Employees registered as investment adviser representatives with a state	106
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	74
Firms or persons who solicit advisory clients on the firm's behalf	4

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	No
Client funds and securities held in the firm's custody	$1.54 billion
Clients for whom the firm has custody	2,953
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	3

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Other investment adviser (including financial planners)Accountant or accounting firm

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	5,856	$1.23 billion
High net worth individuals	3,304	$3.45 billion
Pension and profit sharing plans (not the participants or government plans)	27	$31.0 million
Charitable organizations	25	$31.0 million
Corporations or other businesses not listed above	46	$44.0 million