Hilton Capital Management, LLC
Registered investment adviser · Garden City, NY · CRD #116357
Form ADV data as of 2026-09-01Regulatory assets
$3.16 billion
Total accounts
1,647
Employees
27
Disclosure events
0
Firm details
- Website: http://www.hiltoncapitalmanagement.com
- Telephone: 516-693-5380
- SEC file number: 801-60776
- Most recent Form ADV filing: 2026-06-03
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.48 billion |
| Non-discretionary regulatory assets under management | $1.68 billion |
| Total regulatory assets under management | $3.16 billion |
| Discretionary accounts | 1,577 |
| Non-discretionary accounts | 70 |
| Total accounts | 1,647 |
| Regulatory assets under management attributable to non-U.S. persons | $6.1 million |
People
| Total employees (excluding clerical) | 27 |
| Employees performing investment advisory functions (including research) | 6 |
| Employees who are registered representatives of a broker-dealer | 11 |
| Employees registered as investment adviser representatives with a state | 8 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,384 | $398.6 million |
| High net worth individuals | 153 | $305.2 million |
| Investment companies | 5 | $374.4 million |
| Pension and profit sharing plans (not the participants or government plans) | 19 | $8.0 million |
| Insurance companies | 7 | $516.5 million |
| Corporations or other businesses not listed above | 45 | $181.4 million |
| Other | 34 | $1.38 billion |