Howard Capital Management, LLC
Registered investment adviser · Alpharetta, GA · CRD #118070
Form ADV data as of 2026-09-01Regulatory assets
$8.01 billion
Total accounts
14,608
Employees
45
Disclosure events
0
Firm details
- Website: https://www.howardcmetfs.com
- Telephone: 770-642-4902
- SEC file number: 801-69763
- Most recent Form ADV filing: 2026-06-12
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $8.01 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $8.01 billion |
| Discretionary accounts | 14,608 |
| Non-discretionary accounts | 0 |
| Total accounts | 14,608 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 45 |
| Employees performing investment advisory functions (including research) | 10 |
| Employees who are registered representatives of a broker-dealer | 5 |
| Employees registered as investment adviser representatives with a state | 23 |
| Employees registered as IARs for another investment adviser | 1 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 134 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities in which it has another sales interest
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 9,734 | $2.45 billion |
| High net worth individuals | 812 | $1.90 billion |
| Investment companies | 7 | $1.04 billion |
| Pension and profit sharing plans (not the participants or government plans) | 6 | $4.5 million |
| Charitable organizations | 7 | $19.1 million |
| Other investment advisers | 18 | $2.55 billion |
| Corporations or other businesses not listed above | 24 | $32.8 million |