Hoxton Wealth

Registered investment adviser · Orlando, FL · CRD #307387

Form ADV data as of 2026-09-01

Regulatory assets

$803.5 million

Total accounts

1,805

Employees

Disclosure events

Firm details

Website: https://www.facebook.com/hoxtonwealth/
Telephone: 407 248 1211
SEC file number: 801-123553
Most recent Form ADV filing: 2026-08-17
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 12 disclosure questions answered Yes, covering 13 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
A self-regulatory organization found a false statement or omission
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm
An authorization to act as an attorney, accountant, or federal contractor was revoked or suspended
A court enjoined the firm in connection with investment-related activity (past 10 years)
A court found involvement in a violation of investment-related statutes or regulations

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$0
Non-discretionary regulatory assets under management	$803.5 million
Total regulatory assets under management	$803.5 million
Discretionary accounts	0
Non-discretionary accounts	1,805
Total accounts	1,805
Regulatory assets under management attributable to non-U.S. persons	$607.0 million

People

Total employees (excluding clerical)	74
Employees performing investment advisory functions (including research)	34
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	34
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	1
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	12

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Other investment adviser (including financial planners)Accountant or accounting firmLawyer or law firmInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	949	$342.9 million
High net worth individuals	429	$460.6 million