Hsbc Global Asset Management (Hong Kong) Limited

Registered investment adviser · Hong Kong · CRD #105193

Form ADV data as of 2026-09-01

Regulatory assets

$149.48 billion

Total accounts

295

Employees

309

Disclosure events

Firm details

Telephone: 852-2284-1111
SEC file number: 801-29922
Most recent Form ADV filing: 2026-08-19
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 16 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Charged with a felony (past 10 years)
Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$149.48 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$149.48 billion
Discretionary accounts	295
Non-discretionary accounts	0
Total accounts	295
Regulatory assets under management attributable to non-U.S. persons	$149.28 billion

People

Total employees (excluding clerical)	309
Employees performing investment advisory functions (including research)	106
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Performance-based fees

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Affiliated related persons

Other investment adviser (including financial planners)Registered security-based swap dealerCommodity pool operator or commodity trading advisorBanking or thrift institutionInsurance company or agencySponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Recommends securities in which it has another proprietary interest
Executes agency cross transactions involving advisory client securities
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Receives soft dollar benefits
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Banking or thrift institutions	4	$186.6 million
Pooled investment vehicles (other than investment companies and BDCs)	88	$71.04 billion
Pension and profit sharing plans (not the participants or government plans)	28	$1.49 billion
State or municipal government entities (including government pension plans)	10	$2.64 billion
Other investment advisers	4	$861.3 million
Insurance companies	156	$72.73 billion
Corporations or other businesses not listed above	5	$523.2 million