Hsbc Global Asset Management (Uk) Limited
Registered investment adviser · London · CRD #154700
Form ADV data as of 2026-09-01Regulatory assets
$260.22 billion
Total accounts
294
Employees
399
Disclosure events
8
Firm details
- Website: https://www.linkedin.com/showcase/hsbc-asset-management/
- Telephone: +44 238 072 2582
- SEC file number: 801-71863
- Most recent Form ADV filing: 2026-03-31
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 3 disclosure questions answered Yes, covering 8 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $260.22 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $260.22 billion |
| Discretionary accounts | 294 |
| Non-discretionary accounts | 0 |
| Total accounts | 294 |
| Regulatory assets under management attributable to non-U.S. persons | $260.22 billion |
People
| Total employees (excluding clerical) | 399 |
| Employees performing investment advisory functions (including research) | 194 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $236.29 billion |
| Clients for whom a related person has custody | 258 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 14 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Recommends securities in which it has another proprietary interest
- Executes agency cross transactions involving advisory client securities
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Brokers or dealers selected under 8.C.(3) are related persons
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 10 | $19.59 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 238 | $215.57 billion |
| Pension and profit sharing plans (not the participants or government plans) | 5 | $1.87 billion |
| State or municipal government entities (including government pension plans) | 3 | $6.05 billion |
| Insurance companies | 27 | $15.88 billion |
| Corporations or other businesses not listed above | 11 | $1.26 billion |