Income Research + Management
Registered investment adviser · Boston, MA · CRD #104863
Form ADV data as of 2026-09-01Regulatory assets
$130.65 billion
Total accounts
1,559
Employees
218
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/income-research-&-management/
- Telephone: 617-330-9333
- SEC file number: 801-29482
- Most recent Form ADV filing: 2026-08-24
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $130.11 billion |
| Non-discretionary regulatory assets under management | $539.0 million |
| Total regulatory assets under management | $130.65 billion |
| Discretionary accounts | 1,556 |
| Non-discretionary accounts | 3 |
| Total accounts | 1,559 |
| Regulatory assets under management attributable to non-U.S. persons | $2.35 billion |
People
| Total employees (excluding clerical) | 218 |
| Employees performing investment advisory functions (including research) | 63 |
| Employees who are registered representatives of a broker-dealer | 5 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $13.65 billion |
| Clients for whom the firm has custody | 15 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 4 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Receives soft dollar benefits
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 454 | $5.08 billion |
| Banking or thrift institutions | Not reported | $117.7 million |
| Investment companies | 12 | $5.98 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 32 | $24.68 billion |
| Pension and profit sharing plans (not the participants or government plans) | 118 | $24.40 billion |
| Charitable organizations | 165 | $25.84 billion |
| State or municipal government entities (including government pension plans) | 44 | $17.81 billion |
| Insurance companies | 92 | $21.95 billion |
| Corporations or other businesses not listed above | 20 | $4.80 billion |