Invesco Capital Management LLC
Registered investment adviser · Downers Grove, IL · CRD #125601
Form ADV data as of 2026-09-01Regulatory assets
$941.02 billion
Total accounts
444
Employees
222
Disclosure events
3
Firm details
- Telephone: 800-983-0903
- SEC file number: 801-61851
- Most recent Form ADV filing: 2026-08-12
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $938.92 billion |
| Non-discretionary regulatory assets under management | $2.11 billion |
| Total regulatory assets under management | $941.02 billion |
| Discretionary accounts | 435 |
| Non-discretionary accounts | 9 |
| Total accounts | 444 |
| Regulatory assets under management attributable to non-U.S. persons | $81.73 billion |
People
| Total employees (excluding clerical) | 222 |
| Employees performing investment advisory functions (including research) | 39 |
| Employees who are registered representatives of a broker-dealer | 87 |
| Employees registered as investment adviser representatives with a state | 27 |
| Employees registered as IARs for another investment adviser | 27 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $29.64 billion |
| Clients for whom a related person has custody | 8 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Executes agency cross transactions involving advisory client securities
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Brokers or dealers selected under 8.C.(3) are related persons
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 228 | $804.39 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 180 | $97.14 billion |
| Pension and profit sharing plans (not the participants or government plans) | 7 | $4.06 billion |
| Insurance companies | 1 | $122.8 million |
| Corporations or other businesses not listed above | 28 | $35.31 billion |