Ipg Investment Advisors, LLC
Registered investment adviser · San Diego, CA · CRD #152990
Form ADV data as of 2026-09-01Regulatory assets
$4.14 billion
Total accounts
1,273
Employees
39
Disclosure events
4
Firm details
- Telephone: 619-326-1200
- SEC file number: 801-71104
- Most recent Form ADV filing: 2026-03-25
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 3 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $2.87 billion |
| Non-discretionary regulatory assets under management | $1.27 billion |
| Total regulatory assets under management | $4.14 billion |
| Discretionary accounts | 1,141 |
| Non-discretionary accounts | 132 |
| Total accounts | 1,273 |
| Regulatory assets under management attributable to non-U.S. persons | $4.01 billion |
People
| Total employees (excluding clerical) | 39 |
| Employees performing investment advisory functions (including research) | 38 |
| Employees who are registered representatives of a broker-dealer | 32 |
| Employees registered as investment adviser representatives with a state | 32 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 2 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $2.1 million |
| Clients for whom a related person has custody | 1 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Executes agency cross transactions involving advisory client securities
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Brokers or dealers selected under 8.C.(3) are related persons
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Compensates a non-employee for client referrals
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 762 | $1.27 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 9 | $666.0 million |
| Pension and profit sharing plans (not the participants or government plans) | 4 | $3.4 million |
| Charitable organizations | 4 | $873,769 |
| Corporations or other businesses not listed above | 503 | $2.20 billion |