John Hancock Investment Management LLC

Registered investment adviser · Boston, MA · CRD #105790

Form ADV data as of 2026-09-01

Regulatory assets

$212.05 billion

Total accounts

126

Employees

357

Disclosure events

Firm details

Website: http://www.johnhancock.com
Telephone: 617-663-3000
SEC file number: 801-8124
Most recent Form ADV filing: 2026-03-25
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 3 disclosure questions answered Yes, covering 15 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$212.05 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$212.05 billion
Discretionary accounts	126
Non-discretionary accounts	0
Total accounts	126
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	357
Employees performing investment advisory functions (including research)	28
Employees who are registered representatives of a broker-dealer	183
Employees registered as investment adviser representatives with a state	168
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for investment companies

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorTrust companyInsurance company or agencySponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Receives soft dollar benefits

Client types

Type of client	Clients	Assets
Investment companies	126	$212.05 billion
Other	Not reported	$350,625