Journey Retirement Planning and Investment Management, LLC
Registered investment adviser · Ammon, ID · CRD #315237
Form ADV data as of 2026-09-01Regulatory assets
$187.3 million
Total accounts
1,048
Employees
8
Disclosure events
2
Firm details
- Website: https://www.facebook.com/pages/category/financial-planner/journey-financial-services-inc-863483197013928/
- Telephone: 208-552-9169
- SEC file number: 801-122085
- Most recent Form ADV filing: 2026-06-05
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Convicted of or pled guilty/no contest to a felony (past 10 years)
- Charged with a felony (past 10 years)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $187.3 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $187.3 million |
| Discretionary accounts | 1,048 |
| Non-discretionary accounts | 0 |
| Total accounts | 1,048 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 8 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 5 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 5 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 603 | $124.3 million |
| High net worth individuals | 34 | $63.0 million |