Key Financial, Inc.
Registered investment adviser · West Chester, PA · CRD #116240
Form ADV data as of 2026-09-01Regulatory assets
$2.84 billion
Total accounts
4,448
Employees
36
Disclosure events
0
Firm details
- Website: http://www.keyfinancialinc.com
- Telephone: 610-429-9050
- SEC file number: 801-107742
- Most recent Form ADV filing: 2026-07-17
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $2.55 billion |
| Non-discretionary regulatory assets under management | $290.7 million |
| Total regulatory assets under management | $2.84 billion |
| Discretionary accounts | 3,781 |
| Non-discretionary accounts | 667 |
| Total accounts | 4,448 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 36 |
| Employees performing investment advisory functions (including research) | 10 |
| Employees who are registered representatives of a broker-dealer | 13 |
| Employees registered as investment adviser representatives with a state | 10 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 10 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 722 | $266.8 million |
| High net worth individuals | 687 | $2.55 billion |
| Pension and profit sharing plans (not the participants or government plans) | Not reported | $3.0 million |
| State or municipal government entities (including government pension plans) | Not reported | $7.8 million |
| Corporations or other businesses not listed above | 9 | $12.9 million |