Kingsview Wealth Management, LLC
Registered investment adviser · Grants Pass, OR · CRD #148107
Form ADV data as of 2026-09-01Regulatory assets
$8.96 billion
Total accounts
31,932
Employees
285
Disclosure events
4
Firm details
- Website: https://www.monarchfunds.com
- Telephone: 312-870-6701
- SEC file number: 801-79198
- Most recent Form ADV filing: 2026-07-29
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found a violation of its rules
- A self-regulatory organization expelled, suspended, barred, or restricted the firm
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $8.94 billion |
| Non-discretionary regulatory assets under management | $15.1 million |
| Total regulatory assets under management | $8.96 billion |
| Discretionary accounts | 31,791 |
| Non-discretionary accounts | 141 |
| Total accounts | 31,932 |
| Regulatory assets under management attributable to non-U.S. persons | $8.8 million |
People
| Total employees (excluding clerical) | 285 |
| Employees performing investment advisory functions (including research) | 95 |
| Employees who are registered representatives of a broker-dealer | 5 |
| Employees registered as investment adviser representatives with a state | 95 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 90 |
| Firms or persons who solicit advisory clients on the firm's behalf | 20 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 9,934 | $5.52 billion |
| High net worth individuals | 2,209 | $3.02 billion |
| Investment companies | 7 | $25.9 million |
| Pension and profit sharing plans (not the participants or government plans) | 14 | $9.0 million |
| Charitable organizations | 18 | $260.2 million |
| State or municipal government entities (including government pension plans) | Not reported | $244,556 |
| Corporations or other businesses not listed above | 127 | $123.8 million |
| Other | Not reported | $59,542 |