Lawley Retirement Advisors
Registered investment adviser · Buffalo, NY · CRD #282786
Form ADV data as of 2026-09-01Regulatory assets
$2.13 billion
Total accounts
178
Employees
12
Disclosure events
0
Firm details
- Website: http://www.lawleyretirement.com
- Telephone: 716-849-8219
- SEC file number: 801-107260
- Most recent Form ADV filing: 2026-07-08
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $98.1 million |
| Non-discretionary regulatory assets under management | $2.03 billion |
| Total regulatory assets under management | $2.13 billion |
| Discretionary accounts | 6 |
| Non-discretionary accounts | 172 |
| Total accounts | 178 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 12 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 3 |
| Employees registered as investment adviser representatives with a state | 8 |
| Employees registered as IARs for another investment adviser | 3 |
| Employees who are licensed insurance agents | 9 |
| Firms or persons who solicit advisory clients on the firm's behalf | 2 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 0 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Pension and profit sharing plans (not the participants or government plans) | 161 | $2.13 billion |