Liberty One Investment Management
Registered investment adviser · Libertyville, IL · CRD #304290
Form ADV data as of 2026-09-01Regulatory assets
$1.05 billion
Total accounts
6,469
Employees
20
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/liberty-one-investment-management
- Telephone: 847-680-9255
- SEC file number: 801-116826
- Most recent Form ADV filing: 2026-03-14
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.05 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $1.05 billion |
| Discretionary accounts | 6,469 |
| Non-discretionary accounts | 0 |
| Total accounts | 6,469 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 20 |
| Employees performing investment advisory functions (including research) | 19 |
| Employees who are registered representatives of a broker-dealer | 2 |
| Employees registered as investment adviser representatives with a state | 16 |
| Employees registered as IARs for another investment adviser | 3 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 6 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends brokers or dealers to clients
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 3 | $85.4 million |
| Other investment advisers | 7 | $966.7 million |