Lighthouse Investment Partners, LLC
Registered investment adviser · Palm Beach Gardens, FL · CRD #136591
Form ADV data as of 2026-09-01Regulatory assets
$87.38 billion
Total accounts
128
Employees
481
Disclosure events
0
Firm details
- Website: https://www.northrockllc.com/
- Telephone: 561-741-0820
- SEC file number: 801-64978
- Most recent Form ADV filing: 2026-08-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $85.16 billion |
| Non-discretionary regulatory assets under management | $2.21 billion |
| Total regulatory assets under management | $87.38 billion |
| Discretionary accounts | 126 |
| Non-discretionary accounts | 2 |
| Total accounts | 128 |
| Regulatory assets under management attributable to non-U.S. persons | $46.10 billion |
People
| Total employees (excluding clerical) | 481 |
| Employees performing investment advisory functions (including research) | 206 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 18 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $59.91 billion |
| Clients for whom the firm has custody | 107 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $25.84 billion |
| Clients for whom a related person has custody | 21 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 62 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Pooled investment vehicles (other than investment companies and BDCs) | 126 | $85.75 billion |
| Sovereign wealth funds and foreign official institutions | Not reported | $1.60 billion |
| Other | Not reported | $31.3 million |