Main Street Financial Solutions, LLC
Registered investment adviser · Newtown, PA · CRD #305834
Form ADV data as of 2026-09-01Regulatory assets
$2.51 billion
Total accounts
5,846
Employees
41
Disclosure events
2
Firm details
- Website: https://tblfinancial.com/
- Telephone: 215-259-5021
- SEC file number: 801-117871
- Most recent Form ADV filing: 2026-08-10
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $2.48 billion |
| Non-discretionary regulatory assets under management | $33.0 million |
| Total regulatory assets under management | $2.51 billion |
| Discretionary accounts | 5,754 |
| Non-discretionary accounts | 92 |
| Total accounts | 5,846 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 41 |
| Employees performing investment advisory functions (including research) | 35 |
| Employees who are registered representatives of a broker-dealer | 3 |
| Employees registered as investment adviser representatives with a state | 29 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 9 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | No |
| Client funds and securities held in the firm's custody | $43.0 million |
| Clients for whom the firm has custody | 41 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 4 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,275 | $301.0 million |
| High net worth individuals | 706 | $2.09 billion |
| Pension and profit sharing plans (not the participants or government plans) | 60 | $24.0 million |
| Charitable organizations | 24 | $6.0 million |
| Corporations or other businesses not listed above | 46 | $91.0 million |