Manning & Napier Advisors, LLC
Registered investment adviser · Fairport, NY · CRD #105992
Form ADV data as of 2026-09-01Regulatory assets
$17.03 billion
Total accounts
6,965
Employees
195
Disclosure events
0
Firm details
- Website: https://www.youtube.com/@manningnapier
- Telephone: 585-325-6880
- SEC file number: 801-10733
- Most recent Form ADV filing: 2026-06-23
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $16.63 billion |
| Non-discretionary regulatory assets under management | $396.5 million |
| Total regulatory assets under management | $17.03 billion |
| Discretionary accounts | 4,598 |
| Non-discretionary accounts | 2,367 |
| Total accounts | 6,965 |
| Regulatory assets under management attributable to non-U.S. persons | $45.6 million |
People
| Total employees (excluding clerical) | 195 |
| Employees performing investment advisory functions (including research) | 159 |
| Employees who are registered representatives of a broker-dealer | 80 |
| Employees registered as investment adviser representatives with a state | 50 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 50 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $4.68 billion |
| Clients for whom a related person has custody | 2,706 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 49 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,475 | $757.0 million |
| High net worth individuals | 1,549 | $5.11 billion |
| Banking or thrift institutions | 2 | $40.9 million |
| Investment companies | 1 | $4.26 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 3 | $958.8 million |
| Pension and profit sharing plans (not the participants or government plans) | 131 | $2.68 billion |
| Charitable organizations | 148 | $1.50 billion |
| State or municipal government entities (including government pension plans) | 15 | $207.7 million |
| Insurance companies | 1 | $4.3 million |
| Corporations or other businesses not listed above | 109 | $1.01 billion |
| Other | 40 | $503.0 million |