Manulife Investment Management Private Markets (US) LLC

Registered investment adviser · Boston, MA · CRD #145508

Form ADV data as of 2026-09-01

Regulatory assets

$48.31 billion

Total accounts

180

Employees

730

Disclosure events

Firm details

Website: https://www.linkedin.com/company/manulife-investment-management/
Telephone: 617-572-0693
SEC file number: 801-68506
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 5 disclosure questions answered Yes, covering 11 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
An authorization to act as an attorney, accountant, or federal contractor was revoked or suspended
Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$40.16 billion
Non-discretionary regulatory assets under management	$8.16 billion
Total regulatory assets under management	$48.31 billion
Discretionary accounts	111
Non-discretionary accounts	69
Total accounts	180
Regulatory assets under management attributable to non-U.S. persons	$28.79 billion

People

Total employees (excluding clerical)	730
Employees performing investment advisory functions (including research)	119
Employees who are registered representatives of a broker-dealer	26
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	15

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$8.55 billion
Clients for whom the firm has custody	51
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$8.55 billion
Clients for whom a related person has custody	51
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	8

How the firm is compensated

A percentage of assets under managementPerformance-based feesOther

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Other

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorBanking or thrift institutionTrust companyInsurance company or agencyPension consultantSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Banking or thrift institutions	Not reported	$748.8 million
Investment companies	2	$3.53 billion
Business development companies	1	$171.1 million
Pooled investment vehicles (other than investment companies and BDCs)	51	$19.04 billion
Pension and profit sharing plans (not the participants or government plans)	Not reported	$265.8 million
Insurance companies	9	$24.46 billion
Corporations or other businesses not listed above	Not reported	$101.7 million