Marquette Associates, Inc.

Registered investment adviser · Chicago, IL · CRD #21572

Form ADV data as of 2026-09-01

Regulatory assets

$47.06 billion

Total accounts

348

Employees

147

Disclosure events

Firm details

Website: http://www.marquetteassociates.com
Telephone: 312-527-5500
SEC file number: 801-54006
Most recent Form ADV filing: 2026-05-15
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$29.52 billion
Non-discretionary regulatory assets under management	$17.54 billion
Total regulatory assets under management	$47.06 billion
Discretionary accounts	216
Non-discretionary accounts	132
Total accounts	348
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	147
Employees performing investment advisory functions (including research)	64
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	7
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$48.91 billion
Clients for whom the firm has custody	364
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	31

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Other

Advisory services offered

Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsOther

Affiliated related persons

Other investment adviser (including financial planners)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Receives soft dollar benefits
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
High net worth individuals	103	$4.93 billion
Pension and profit sharing plans (not the participants or government plans)	29	$17.23 billion
Charitable organizations	143	$17.16 billion
State or municipal government entities (including government pension plans)	52	$5.34 billion
Corporations or other businesses not listed above	2	$48.2 million
Other	19	$2.34 billion