Martin & Company Investment Counsel
Registered investment adviser · Knoxville, TN · CRD #108718
Form ADV data as of 2026-09-01Regulatory assets
$1.65 billion
Total accounts
260
Employees
6
Disclosure events
0
Firm details
- Website: http://www.martin-co.com
- Telephone: 865-541-4747
- SEC file number: 801-55241
- Most recent Form ADV filing: 2026-05-28
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.65 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $1.65 billion |
| Discretionary accounts | 260 |
| Non-discretionary accounts | 0 |
| Total accounts | 260 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 6 |
| Employees performing investment advisory functions (including research) | 4 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 4 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $407.9 million |
| Clients for whom a related person has custody | 3 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 2 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 106 | $321.0 million |
| Banking or thrift institutions | 1 | $33.1 million |
| Pension and profit sharing plans (not the participants or government plans) | 1 | $29.7 million |
| Charitable organizations | 4 | $47.5 million |
| Insurance companies | 2 | $55.1 million |
| Corporations or other businesses not listed above | 5 | $1.16 billion |