Mason & Associates, Inc.
Registered investment adviser · Los Angeles, CA · CRD #141303
Form ADV data as of 2026-09-01Regulatory assets
$828.7 million
Total accounts
2,143
Employees
8
Disclosure events
0
Firm details
- Website: http://www.masonlifeplanning.com
- Telephone: 323-254-3072
- SEC file number: 801-67068
- Most recent Form ADV filing: 2026-01-29
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $707.7 million |
| Non-discretionary regulatory assets under management | $121.1 million |
| Total regulatory assets under management | $828.7 million |
| Discretionary accounts | 1,989 |
| Non-discretionary accounts | 154 |
| Total accounts | 2,143 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 8 |
| Employees performing investment advisory functions (including research) | 8 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 8 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 4 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 423 | $127.2 million |
| High net worth individuals | 214 | $567.4 million |
| Pension and profit sharing plans (not the participants or government plans) | 44 | $80.5 million |
| Charitable organizations | 10 | $26.9 million |
| Corporations or other businesses not listed above | 7 | $26.8 million |