Metlife Investment Management, LLC
Registered investment adviser · Whippany, NJ · CRD #142463
Form ADV data as of 2026-09-01Regulatory assets
$563.78 billion
Total accounts
805
Employees
956
Disclosure events
6
Firm details
- Website: https://investments.metlife.com/
- Telephone: 973-355-4000
- SEC file number: 801-67314
- Most recent Form ADV filing: 2026-05-11
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 6 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $560.91 billion |
| Non-discretionary regulatory assets under management | $2.87 billion |
| Total regulatory assets under management | $563.78 billion |
| Discretionary accounts | 780 |
| Non-discretionary accounts | 25 |
| Total accounts | 805 |
| Regulatory assets under management attributable to non-U.S. persons | $92.31 billion |
People
| Total employees (excluding clerical) | 956 |
| Employees performing investment advisory functions (including research) | 695 |
| Employees who are registered representatives of a broker-dealer | 39 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 7 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $46.62 billion |
| Clients for whom the firm has custody | 45 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $19.34 billion |
| Clients for whom a related person has custody | 37 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 11 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | Not reported | $51.4 million |
| Investment companies | 16 | $30.05 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 46 | $25.36 billion |
| Pension and profit sharing plans (not the participants or government plans) | 87 | $30.69 billion |
| Charitable organizations | 26 | $702.5 million |
| State or municipal government entities (including government pension plans) | 41 | $10.04 billion |
| Other investment advisers | Not reported | $384.7 million |
| Insurance companies | 74 | $454.96 billion |
| Corporations or other businesses not listed above | 27 | $10.78 billion |
| Other | Not reported | $772.4 million |