Monarch Plan Advisors
Registered investment adviser · Simi Valley, CA · CRD #286612
Form ADV data as of 2026-09-01Regulatory assets
$792.6 million
Total accounts
130
Employees
4
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/monarch-plan-advisors/
- Telephone: (818) 444-0376
- SEC file number: 801-111651
- Most recent Form ADV filing: 2026-07-14
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $442.2 million |
| Non-discretionary regulatory assets under management | $350.3 million |
| Total regulatory assets under management | $792.6 million |
| Discretionary accounts | 87 |
| Non-discretionary accounts | 43 |
| Total accounts | 130 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 4 |
| Employees performing investment advisory functions (including research) | 4 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 4 |
| Employees registered as IARs for another investment adviser | 4 |
| Employees who are licensed insurance agents | 2 |
| Firms or persons who solicit advisory clients on the firm's behalf | 7 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 15 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Pension and profit sharing plans (not the participants or government plans) | 130 | $792.6 million |