Natixis Advisors, LLC
Registered investment adviser · Boston, MA · CRD #106800
Form ADV data as of 2026-09-01Regulatory assets
$108.65 billion
Total accounts
115,562
Employees
412
Disclosure events
3
Firm details
- Website: https://www.instagram.com/natixisim
- Telephone: 617-449-2802
- SEC file number: 801-48408
- Most recent Form ADV filing: 2026-03-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 3 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Convicted of or pled guilty/no contest to a felony (past 10 years)
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $108.65 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $108.65 billion |
| Discretionary accounts | 115,562 |
| Non-discretionary accounts | 0 |
| Total accounts | 115,562 |
| Regulatory assets under management attributable to non-U.S. persons | $504.7 million |
People
| Total employees (excluding clerical) | 412 |
| Employees performing investment advisory functions (including research) | 48 |
| Employees who are registered representatives of a broker-dealer | 236 |
| Employees registered as investment adviser representatives with a state | 50 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 8 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Executes agency cross transactions involving advisory client securities
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 57,713 | $24.82 billion |
| High net worth individuals | 54,818 | $72.56 billion |
| Investment companies | 9 | $4.61 billion |
| Pension and profit sharing plans (not the participants or government plans) | 170 | $203.4 million |
| Charitable organizations | 219 | $566.8 million |
| Insurance companies | 1 | $107,847 |
| Corporations or other businesses not listed above | 1,952 | $4.79 billion |
| Other | 680 | $1.10 billion |