Nisa Investment Advisors, LLC
Registered investment adviser · St. Louis, MO · CRD #107313
Form ADV data as of 2026-09-01Regulatory assets
$343.89 billion
Total accounts
440
Employees
417
Disclosure events
0
Firm details
- Website: http://www.nisa.com
- Telephone: 314-721-1900
- SEC file number: 801-45153
- Most recent Form ADV filing: 2026-03-26
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $336.69 billion |
| Non-discretionary regulatory assets under management | $7.20 billion |
| Total regulatory assets under management | $343.89 billion |
| Discretionary accounts | 436 |
| Non-discretionary accounts | 4 |
| Total accounts | 440 |
| Regulatory assets under management attributable to non-U.S. persons | $10.48 billion |
People
| Total employees (excluding clerical) | 417 |
| Employees performing investment advisory functions (including research) | 217 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 75 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $309.6 million |
| Clients for whom the firm has custody | 13 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $70.3 million |
| Clients for whom a related person has custody | 1 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 2 |
How the firm is compensated
Advisory services offered
Other business activities
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 13 | $382.2 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 14 | $11.53 billion |
| Pension and profit sharing plans (not the participants or government plans) | 255 | $177.34 billion |
| Charitable organizations | 18 | $10.14 billion |
| State or municipal government entities (including government pension plans) | 22 | $107.59 billion |
| Insurance companies | 16 | $2.40 billion |
| Corporations or other businesses not listed above | 13 | $4.65 billion |
| Other | 89 | $29.85 billion |