Nyl Investors LLC
Registered investment adviser · New York, NY · CRD #169553
Form ADV data as of 2026-09-01Regulatory assets
$329.20 billion
Total accounts
104
Employees
301
Disclosure events
12
Firm details
- Website: https://www.newyorklifeinvestments.com/who-we-are/our-global-boutiques/nyl-investors
- Telephone: 212-576-7000
- SEC file number: 801-78759
- Most recent Form ADV filing: 2026-08-06
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 12 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $328.07 billion |
| Non-discretionary regulatory assets under management | $1.13 billion |
| Total regulatory assets under management | $329.20 billion |
| Discretionary accounts | 102 |
| Non-discretionary accounts | 2 |
| Total accounts | 104 |
| Regulatory assets under management attributable to non-U.S. persons | $5.62 billion |
People
| Total employees (excluding clerical) | 301 |
| Employees performing investment advisory functions (including research) | 189 |
| Employees who are registered representatives of a broker-dealer | 19 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $719.7 million |
| Clients for whom the firm has custody | 3 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| Client funds and securities held in a related person's custody | $0 |
| Clients for whom a related person has custody | 0 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 9 | $5.81 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 11 | $4.26 billion |
| Charitable organizations | Not reported | $74.1 million |
| Insurance companies | 14 | $318.72 billion |
| Corporations or other businesses not listed above | Not reported | $9.5 million |
| Other | Not reported | $326.3 million |