On Investment Management Co

Registered investment adviser · Cincinnati, OH · CRD #105662

Form ADV data as of 2026-09-01

Regulatory assets

$3.15 billion

Total accounts

14,153

Employees

196

Disclosure events

Firm details

Website: https://joinonesco.com/
Telephone: 855-262-0913
SEC file number: 801-7941
Most recent Form ADV filing: 2026-08-10
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 5 disclosure questions answered Yes, covering 5 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules
Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$904.4 million
Non-discretionary regulatory assets under management	$2.25 billion
Total regulatory assets under management	$3.15 billion
Discretionary accounts	2,787
Non-discretionary accounts	11,366
Total accounts	14,153
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	196
Employees performing investment advisory functions (including research)	196
Employees who are registered representatives of a broker-dealer	196
Employees registered as investment adviser representatives with a state	196
Employees registered as IARs for another investment adviser	17
Employees who are licensed insurance agents	196
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Other

Other business activities

Broker-dealer (registered or unregistered)Registered representative of a broker-dealerInsurance broker or agent

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Receives soft dollar benefits

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	8,523	$1.74 billion
High net worth individuals	794	$1.24 billion
Pension and profit sharing plans (not the participants or government plans)	204	$113.8 million
Charitable organizations	16	$9.6 million
Corporations or other businesses not listed above	31	$51.3 million