Oneamerica Securities, Inc.

Registered investment adviser · Indianapolis, IN · CRD #4173

Form ADV data as of 2026-09-01

Regulatory assets

$306.1 million

Total accounts

2,300

Employees

340

Disclosure events

Firm details

Website: http://www.oneamericasecurities.com/
Telephone: 877-285-3863
SEC file number: 801-56819
Most recent Form ADV filing: 2026-07-28
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 7 disclosure questions answered Yes, covering 14 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Convicted of or pled guilty/no contest to an investment-related misdemeanor (past 10 years)
Charged with an investment-related misdemeanor (past 10 years)
Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator denied, suspended, or revoked a registration or restricted activity
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$59.2 million
Non-discretionary regulatory assets under management	$246.9 million
Total regulatory assets under management	$306.1 million
Discretionary accounts	607
Non-discretionary accounts	1,693
Total accounts	2,300
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	340
Employees performing investment advisory functions (including research)	306
Employees who are registered representatives of a broker-dealer	322
Employees registered as investment adviser representatives with a state	311
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	306
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops

Other business activities

Broker-dealer (registered or unregistered)Insurance broker or agent

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agencyPension consultant

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities in which it has another sales interest

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	2,258	$283.4 million
High net worth individuals	42	$22.6 million
Corporations or other businesses not listed above	Not reported	$60,000