Oxford Financial Group, Ltd

Registered investment adviser · Carmel, IN · CRD #105303

Form ADV data as of 2026-09-01

Regulatory assets

$23.33 billion

Total accounts

6,593

Employees

156

Disclosure events

Firm details

Website: https://www.linkedin.com/company/oxford-financial-group-ltd./
Telephone: 317-843-5678
SEC file number: 801-20692
Most recent Form ADV filing: 2026-07-09
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$11.54 billion
Non-discretionary regulatory assets under management	$11.79 billion
Total regulatory assets under management	$23.33 billion
Discretionary accounts	5,201
Non-discretionary accounts	1,392
Total accounts	6,593
Regulatory assets under management attributable to non-U.S. persons	$11.6 million

People

Total employees (excluding clerical)	156
Employees performing investment advisory functions (including research)	36
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	50
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	2
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$14.09 billion
Clients for whom the firm has custody	648
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$2.87 billion
Clients for whom a related person has custody	211
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	154

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Commodity pool operator or commodity trading advisorTrust company

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	38	$19.4 million
High net worth individuals	551	$13.85 billion
Pooled investment vehicles (other than investment companies and BDCs)	48	$4.55 billion
Pension and profit sharing plans (not the participants or government plans)	29	$3.32 billion
Charitable organizations	18	$413.9 million
Insurance companies	2	$43.5 million
Corporations or other businesses not listed above	11	$1.14 billion