Pacific Investment Management Company LLC

Registered investment adviser · Newport Beach, CA · CRD #104559

Form ADV data as of 2026-09-01

Regulatory assets

$3.67 trillion

Total accounts

2,835

Employees

1,968

Disclosure events

Firm details

Website: https://x.com/pimco
Telephone: (949) 720-6000
SEC file number: 801-48187
Most recent Form ADV filing: 2026-08-28
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 6 disclosure questions answered Yes, covering 15 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$3.67 trillion
Non-discretionary regulatory assets under management	$456.6 million
Total regulatory assets under management	$3.67 trillion
Discretionary accounts	2,829
Non-discretionary accounts	6
Total accounts	2,835
Regulatory assets under management attributable to non-U.S. persons	$1.73 trillion

People

Total employees (excluding clerical)	1,968
Employees performing investment advisory functions (including research)	628
Employees who are registered representatives of a broker-dealer	508
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	2

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$9.33 billion
Clients for whom the firm has custody	27
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$30.39 billion
Clients for whom a related person has custody	155
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Other

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorInsurance company or agencyPension consultantReal estate broker or dealerSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	5,833	$50.46 billion
High net worth individuals	17	$3.21 billion
Banking or thrift institutions	35	$66.18 billion
Investment companies	186	$1.24 trillion
Pooled investment vehicles (other than investment companies and BDCs)	818	$1.42 trillion
Pension and profit sharing plans (not the participants or government plans)	436	$193.20 billion
Charitable organizations	71	$27.50 billion
State or municipal government entities (including government pension plans)	108	$95.27 billion
Other investment advisers	5	$15,580
Insurance companies	601	$335.45 billion
Sovereign wealth funds and foreign official institutions	104	$153.33 billion
Corporations or other businesses not listed above	405	$55.45 billion
Other	33,080	$29.57 billion