Park Place Capital Corporation
Registered investment adviser · Homewood, AL · CRD #107952
Form ADV data as of 2026-09-01Regulatory assets
$879.2 million
Total accounts
609
Employees
20
Disclosure events
0
Firm details
- Website: http://www.nashcap.com
- Telephone: 800-459-9084
- SEC file number: 801-32593
- Most recent Form ADV filing: 2026-03-13
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $865.4 million |
| Non-discretionary regulatory assets under management | $13.9 million |
| Total regulatory assets under management | $879.2 million |
| Discretionary accounts | 585 |
| Non-discretionary accounts | 24 |
| Total accounts | 609 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 20 |
| Employees performing investment advisory functions (including research) | 7 |
| Employees who are registered representatives of a broker-dealer | 3 |
| Employees registered as investment adviser representatives with a state | 7 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 3 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 571 | $211.4 million |
| High net worth individuals | 36 | $229.3 million |
| Banking or thrift institutions | 1 | $325.5 million |
| Investment companies | 1 | $67.0 million |
| Corporations or other businesses not listed above | 1 | $46.0 million |