Parsonex Advisory Services, Inc.

Registered investment adviser · Englewood, CO · CRD #160275

Form ADV data as of 2026-09-01

Regulatory assets

$271.3 million

Total accounts

1,079

Employees

Disclosure events

Firm details

Website: http://parsonexadvisory.com
Telephone: 303-662-8700
SEC file number: 801-74543
Most recent Form ADV filing: 2026-06-10
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 3 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$271.3 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$271.3 million
Discretionary accounts	1,079
Non-discretionary accounts	0
Total accounts	1,079
Regulatory assets under management attributable to non-U.S. persons	$452,695

People

Total employees (excluding clerical)	24
Employees performing investment advisory functions (including research)	2
Employees who are registered representatives of a broker-dealer	11
Employees registered as investment adviser representatives with a state	9
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	2
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesSubscription fees (for a newsletter or periodical)Fixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops

Other business activities

Broker-dealer (registered or unregistered)Insurance broker or agentAccountant or accounting firm

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Accountant or accounting firmInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	270	$91.4 million
High net worth individuals	60	$146.9 million
Pooled investment vehicles (other than investment companies and BDCs)	1	$33.1 million