Adviser Record

Penserra Global Investors LLC

Registered investment adviser · Orinda, CA · CRD #174309

Form ADV data as of 2026-09-01
Regulatory assets
$2
Total accounts
1
Employees
12
Disclosure events
0

Firm details

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$2
Non-discretionary regulatory assets under management$0
Total regulatory assets under management$2
Discretionary accounts1
Non-discretionary accounts0
Total accounts1
Regulatory assets under management attributable to non-U.S. persons$0

People

Total employees (excluding clerical)12
Employees performing investment advisory functions (including research)10
Employees who are registered representatives of a broker-dealer8
Employees registered as investment adviser representatives with a state10
Employees registered as IARs for another investment adviser6
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients

Other business activities

Other financial product salesperson

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)

Client types

Type of clientClientsAssets
Pension and profit sharing plans (not the participants or government plans)0$2