Philadelphia Partners Capital Management, LLC

Registered investment adviser · Bala Cynwyd, PA · CRD #294016

Form ADV data as of 2026-09-01

Regulatory assets

$61.2 million

Total accounts

143

Employees

Disclosure events

Firm details

Telephone: 215-564-5750
SEC file number: 801-112861
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$59.2 million
Non-discretionary regulatory assets under management	$2.0 million
Total regulatory assets under management	$61.2 million
Discretionary accounts	138
Non-discretionary accounts	5
Total accounts	143
Regulatory assets under management attributable to non-U.S. persons	$671,462

People

Total employees (excluding clerical)	2
Employees performing investment advisory functions (including research)	2
Employees who are registered representatives of a broker-dealer	2
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementOther

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Other business activities

Registered representative of a broker-dealerInsurance broker or agent

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	36	$2.5 million
High net worth individuals	44	$52.4 million
Charitable organizations	1	$541,046
Corporations or other businesses not listed above	1	$3.7 million
Other	7	$2.1 million