Pnc Capital Advisors LLC
Registered investment adviser · Baltimore, MD · CRD #151829
Form ADV data as of 2026-09-01Regulatory assets
$50.88 billion
Total accounts
624
Employees
258
Disclosure events
8
Firm details
- Website: http://www.pnccapitaladvisors.com
- Telephone: (216) 222-3921
- SEC file number: 801-70684
- Most recent Form ADV filing: 2026-03-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 6 disclosure questions answered Yes, covering 8 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $50.88 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $50.88 billion |
| Discretionary accounts | 624 |
| Non-discretionary accounts | 0 |
| Total accounts | 624 |
| Regulatory assets under management attributable to non-U.S. persons | $60.3 million |
People
| Total employees (excluding clerical) | 258 |
| Employees performing investment advisory functions (including research) | 22 |
| Employees who are registered representatives of a broker-dealer | 19 |
| Employees registered as investment adviser representatives with a state | 18 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $35.24 billion |
| Clients for whom a related person has custody | 162 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 16 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 1 | $9.22 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 1 | $1.23 billion |
| Pension and profit sharing plans (not the participants or government plans) | 16 | $1.24 billion |
| Charitable organizations | 26 | $1.04 billion |
| State or municipal government entities (including government pension plans) | 40 | $17.24 billion |
| Insurance companies | 16 | $5.99 billion |
| Corporations or other businesses not listed above | 138 | $14.92 billion |