Popular Asset Management
Registered investment adviser · San Juan, PR · CRD #313653
Form ADV data as of 2026-09-01Regulatory assets
$3.71 billion
Total accounts
17
Employees
15
Disclosure events
0
Firm details
- Website: https://popularfunds.com/the-adviser
- Telephone: 787-754-4488
- SEC file number: 801-120872
- Most recent Form ADV filing: 2026-06-12
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.72 billion |
| Non-discretionary regulatory assets under management | $1.99 billion |
| Total regulatory assets under management | $3.71 billion |
| Discretionary accounts | 16 |
| Non-discretionary accounts | 1 |
| Total accounts | 17 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 15 |
| Employees performing investment advisory functions (including research) | 13 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 13 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $7.0 million |
| Clients for whom a related person has custody | 8 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | Not reported | $1.99 billion |
| Investment companies | 4 | $1.48 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 1 | $111.5 million |
| Pension and profit sharing plans (not the participants or government plans) | Not reported | $7.0 million |
| Charitable organizations | Not reported | $14.8 million |
| State or municipal government entities (including government pension plans) | Not reported | $106.2 million |