Ptma Investment Advisors

Registered investment adviser · Naperville, IL · CRD #301973

Form ADV data as of 2026-09-01

Regulatory assets

$30.59 billion

Total accounts

508

Employees

157

Disclosure events

Firm details

Website: http://www.pmanetwork.com
Telephone: 630-657-6400
SEC file number: 801-115313
Most recent Form ADV filing: 2026-04-30
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$28.56 billion
Non-discretionary regulatory assets under management	$2.03 billion
Total regulatory assets under management	$30.59 billion
Discretionary accounts	491
Non-discretionary accounts	17
Total accounts	508
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	157
Employees performing investment advisory functions (including research)	81
Employees who are registered representatives of a broker-dealer	73
Employees registered as investment adviser representatives with a state	28
Employees registered as IARs for another investment adviser	12
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$27.05 billion
Clients for whom the firm has custody	12
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$27.05 billion
Clients for whom a related person has custody	12
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	33

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered municipal advisor

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	7	$2.4 million
High net worth individuals	8	$26.2 million
Pooled investment vehicles (other than investment companies and BDCs)	12	$27.05 billion
Charitable organizations	8	$38.2 million
State or municipal government entities (including government pension plans)	108	$1.81 billion
Other investment advisers	2	$48.6 million
Insurance companies	12	$422.4 million
Corporations or other businesses not listed above	3	$1.20 billion
Other	1	$737,918