Quadrant Private Wealth Management, LLC

Registered investment adviser · Center Valley, PA · CRD #277044

Form ADV data as of 2026-09-01

Regulatory assets

$2.10 billion

Total accounts

3,076

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/company/2064318
Telephone: 610-849-2743
SEC file number: 801-106484
Most recent Form ADV filing: 2026-04-01
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$2.09 billion
Non-discretionary regulatory assets under management	$1.8 million
Total regulatory assets under management	$2.10 billion
Discretionary accounts	3,069
Non-discretionary accounts	7
Total accounts	3,076
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	19
Employees performing investment advisory functions (including research)	12
Employees who are registered representatives of a broker-dealer	5
Employees registered as investment adviser representatives with a state	12
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	6
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$1.13 billion
Clients for whom the firm has custody	784
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Other

Other business activities

Broker-dealer (registered or unregistered)Insurance broker or agentOther financial product salesperson

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorAccountant or accounting firmLawyer or law firmInsurance company or agencyPension consultantReal estate broker or dealerSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Executes agency cross transactions involving advisory client securities
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	481	$152.8 million
High net worth individuals	394	$1.93 billion
Pension and profit sharing plans (not the participants or government plans)	8	$12.9 million