Retirement and Wealth at Alliant, LLC

Registered investment adviser · Wayne, PA · CRD #167970

Form ADV data as of 2026-09-01

Regulatory assets

$7.37 billion

Total accounts

248

Employees

Disclosure events

Firm details

Website: https://www.alliantretirementconsulting.com/
Telephone: 267 363 2865
SEC file number: 801-78240
Most recent Form ADV filing: 2026-07-30
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator denied, suspended, or revoked a registration or restricted activity

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$7.37 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$7.37 billion
Discretionary accounts	248
Non-discretionary accounts	0
Total accounts	248
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	30
Employees performing investment advisory functions (including research)	30
Employees who are registered representatives of a broker-dealer	13
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	15
Firms or persons who solicit advisory clients on the firm's behalf	2

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Other

Advisory services offered

Portfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops

Other business activities

Broker-dealer (registered or unregistered)Registered representative of a broker-dealerInsurance broker or agent

Affiliated related persons

Other investment adviser (including financial planners)Insurance company or agencyPension consultant

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Pooled investment vehicles (other than investment companies and BDCs)	6	$87.8 million
Pension and profit sharing plans (not the participants or government plans)	216	$7.29 billion