Santander Asset Management Sa Sgiic
Registered investment adviser · Madrid · CRD #143883
Form ADV data as of 2026-09-01Regulatory assets
$159.86 billion
Total accounts
964
Employees
231
Disclosure events
11
Firm details
- Website: http://www.santanderassetmanagement.es/
- Telephone: 34 912574020
- SEC file number: 801-68002
- Most recent Form ADV filing: 2026-03-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 8 disclosure questions answered Yes, covering 11 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Charged with a felony (past 10 years)
- Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- A self-regulatory organization found a violation of its rules
- Currently subject to a regulatory proceeding that could result in a disclosure under 11.C., 11.D., or 11.E.
- A court found involvement in a violation of investment-related statutes or regulations
- Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $135.41 billion |
| Non-discretionary regulatory assets under management | $24.45 billion |
| Total regulatory assets under management | $159.86 billion |
| Discretionary accounts | 393 |
| Non-discretionary accounts | 571 |
| Total accounts | 964 |
| Regulatory assets under management attributable to non-U.S. persons | $159.86 billion |
People
| Total employees (excluding clerical) | 231 |
| Employees performing investment advisory functions (including research) | 118 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Executes agency cross transactions involving advisory client securities
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Brokers or dealers selected under 8.C.(3) are related persons
- Recommends brokers or dealers to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 4 | $35.21 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 274 | $97.57 billion |
| Pension and profit sharing plans (not the participants or government plans) | 6 | $1.64 billion |
| Insurance companies | 5 | $19.87 billion |
| Corporations or other businesses not listed above | 4 | $5.58 billion |