Adviser Record

Sc Asesores En Inversiones Independientes Sa de Cv

Registered investment adviser · Mexico City · CRD #339845

Form ADV data as of 2026-09-01
Regulatory assets
$553.4 million
Total accounts
515
Employees
6
Disclosure events
1

Firm details

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$553.4 million
Non-discretionary regulatory assets under management$2,796
Total regulatory assets under management$553.4 million
Discretionary accounts514
Non-discretionary accounts1
Total accounts515
Regulatory assets under management attributable to non-U.S. persons$1.5 million

People

Total employees (excluding clerical)6
Employees performing investment advisory functions (including research)2
Employees who are registered representatives of a broker-dealer0
Employees registered as investment adviser representatives with a state0
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf14

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo
Number of persons acting as qualified custodians for the firm's clients0

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsOther

Affiliated related persons

Other investment adviser (including financial planners)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Client types

Type of clientClientsAssets
Individuals (other than high net worth individuals)272$75.5 million
High net worth individuals85$186.9 million
Banking or thrift institutions6$20.9 million
Pooled investment vehicles (other than investment companies and BDCs)2$140.1 million
Pension and profit sharing plans (not the participants or government plans)Not reported$10.9 million
Charitable organizationsNot reported$11.6 million
Insurance companiesNot reported$88.2 million
Corporations or other businesses not listed above20$19.3 million